Broker Check


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Sunday, August 13, 2023

At Queen City Financial Advisors, we have made business continuity and succession plans a priority for each of our advisors!

Thursday, June 15, 2023

My firm, Queen City Financial Advisors, is a large, successful and well-established OSJ branch with Securities America/Advisor Group.

Wednesday, March 1, 2023

At Queen City Financial Advisors we champion financial professionals like you and the important work you do for your clients. We’re proud to support your efforts by sharing best practices, helping you process business correctly, asking the

Thursday, January 5, 2023

At Queen City Financial Advisors, we have made succession plans a priority!

Monday, October 10, 2022

As an established financial professional, you’ve seen firsthand all the recent changes in our industry. Once upon a time, financial professionals came primarily from one of two groups: wirehouse stock brokers or insurance...

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Tuesday, September 6, 2022

Many advisors that I speak with have given some thought to business continuation and/or succession planning but have not done anything about it.At Queen City Financial Advisors we take the issue of business continuation seriously. We...

Monday, August 15, 2022

At Queen City Financial Advisors, we have made continuation and succession plans a priority for each of our advisors!  Do you have an exit plan from you financial services business?One day, because of death, disability or...

Wednesday, May 20, 2020

3 Keys to More Impactful Client Communications The current COVID -19 pandemic has caused some reps in our branch to re-evaluate the ways and the amount of communication they should be having with clients. Some admit, over the 11-year...

Thursday, February 20, 2020

3 Keys to Choosing an OSJ That’s Right for You and Your Clients Choosing the right OSJ to align with when looking for a new broker-dealer is vitally important to your practice’s long-term growth and satisfaction. But with...

Wednesday, March 27, 2019

Your clients look to you for advice and guidance. They count on you to be professional in every aspect, including education, training and how you dress. What you wear to the office should send the message that you are competent,...

Thursday, October 25, 2018

Story Telling Makes Presentations More Powerful and Personal Clients don’t care to hear a list of the features or statistics of the products you recommend. They’re only interested in how a product or plan will help them...

Wednesday, July 25, 2018

Studies consistently show the most successful advisors rely on technology more than ever and spend more on upgrading and implementing technology than their average peers. Advisors from this thriving segment of the industry often cite...