Broker Check

About Our Broker Dealer

Securities America, Inc. is one of the nation’s largest independent Broker Dealers; For information, please visit Join SAI.

As the business growth experts for independent business owners, they provide tangible solutions for client acquisition, practice management programs, and wealth management.

Why did Queen City Financial Advisors, LLC choose Securities America? Because we receive high quality, comprehensive tools and support to help us achieve our goals. Our innovative suite of services and products put powerful tools in each advisor's hands. These tools include:

  • A relationship-oriented, not product-driven, approach to client cultivation
  • Easy access to local support, including help with crafting both Business and Marketing Plans
  • Step-by-step programs that help you market your services to carefully selected, key demographic groups
  • Products and programs that utilize an easy-to-follow sales track and position you as an experienced financial professional to new, affluent clients
  • Experienced home office and field personnel back you up with the support you need to expand your business

You'll have the advantage of a quality mix of products and services, along with great technology and back-office services. You'll benefit from marketing and lead-generation programs. You'll also receive compensation and benefits structured to reward you for building and maintaining excellent client relationships.

If you are interested in exploring a rewarding career in financial planning and services, please contact Chuck Hais at 513-729-9733 or email him at

Our Clearing Firm

Securities America offers two different and unique clearing relationships: National Financial Services, LLC and Pershing, LLC. You choose which relationship is best for you.