Queen City Financial Advisors, LLC is a community of independent advisors that share a commitment to exceptional, professional, knowledgeable and values-driven service.
This group of representatives located in six states hold many of the most respected credentials in the industry. This includes 10 Certified Financial Planning designations (CFP), 4 Certified Public Accountants (CPA), and 5 Chartered Financial Consultants/ Chartered Life Underwriters (ChFC/CLU).
As an office of supervisory jurisdiction (OSJ), we manage compliance and provide consulting and other business services to the following independent advisors in our network:
Louisville, KyThomas Fischer, Patricia McConnellhttp://www.thomasdavidfischer.com
Cincinnati, OHJay Moretti, S. David Dinn, Michele Schumacherhttp://www.brecekandyoung.com/
Lexington, KYAnthony Davidsonhttp://wealthhappens.net/
Beavercreek, OHJose “Rafi” Rodriguez, Mark Richmondhttp://www.askrafi.com/
Centerville, OHGary Sult
Rich is a life-long Cincinnatian, graduating from McNicholas High School and the University of Cincinnati College of Business. He entered the industry in 1993 wholesaling individual disability, life and group insurance policies for Paul Revere, Pacific Life and Guarantee Life. As a second generation planner he moved to the retail side of the industry in 2000. Rich’s focus is on retirement income planning and distribution stratagies. He holds the Chartered Financial Consultant (ChFC) and Chartered Life Underwriter (CLU) designations from the American College along with a BBA from the University of Cincinnati.
Rich lives in the Eastgate/Milford area. When not helping clients achieve their goals, Rich and his wife Juli stay extremely busy with their seven children, Jake, Jake, Abby, Logan, Declan, Ivy and Cooper. When not chauffeuring the kids Rich & Juli can likely be found on a soccer sideline, or road or mountain bike somewhere around town.
Batesville, INThe Mack Group
Pete Mack lives and has an office in Batesville, Indiana. He is a CPA/PFS and a CFP Professional. The CPA/PFS brings together the powerful combination of extensive tax expertise and a comprehensive knowledge of financial planning. Pete has used his financial skills to transform client's lives for over 30 years. Prior to starting his own practice, Pete was the Vice President of a five partner CPA firm.
Glenn Henson resides in Florence, KY with his wife Jill, their son Christopher, daughter Samantha, and twins, Cooper and Sarah. After attending The Ohio State University from 1987-1991 and majoring in Business Management, Glenn spent nine years as a PGA Golf Professional in both New York and New Jersey.
Glenn began his career year helping clients achieve their financial goals in 2003. He feels that to be successful in this business you must have a “serve-first” and “serve-always” attitude. His genuine caring for others and his desire to help people realize their dreams continues to be his driving force. He currently holds the FINRA Securities Series 6, 7, 63 and 65 licenses and is Life/Health/Annuity licensed.
His personal interests include spending quality time with his wife and four children, playing and teaching golf, and bike riding.
Lewis Center, OH
Registered RepresentativeInvestment Advisor Representative
Lexington, KYCharles Thompson ChFC, CLU, CEBS
Jeff Swaim currently serves as President and is also the co-founder of Falcon Financial Advisors. Jeff joined his father in practice in early 2008. As his title indicates, he wears many different hats for the Falcon Team. Jeff holds a Bachelor’s degree from Western Kentucky University. He draws upon this and his years of experience to help monitor, evaluate, and reinforce Falcon’s strong financial foundation and operational structure.
He also works alongside clients to help them identify, progress toward, and achieve their most meaningful financial and related goals. With his varied experiences as a communicator, operations officer, and financial advisor, Jeff uses his unique abilities to describe and connect our clients’ financial goals with strategies that will lead to success. “The challenge with advising is taking complex or misunderstood ideas and making them clear and applicable to an individual’s “real life.”
What Jeff likes the best about his role at Falcon is how it brings together so many of the experiences and responsibilities that he has been fortunate to have since graduating from Western Kentucky University. While Jeff has tremendous respect for and pays close attention to, the technical, number-crunching aspects of finance, experience has taught him that it is the more human elements of communication; understanding, wisdom, and decision-making that usually leads to success or failure.
When not working for Falcon, he is busy with his home team, which includes a wonderful spouse and two young children. Away from the office, Jeff enjoys spending his time outdoors. He also enjoys traveling when time allows.
Born and raised in Western New York, I moved to Ohio in the late 1990s. I am a graduate of the Rochester Institute of Technology and have a Master’s Degree from Wright State University. My wife, Lori, and I live in Xenia, OH, and belong to the parish of St. Brigid. I was a project manager in the printing industry for 13 years before starting my financial service practice in 2008. I am a huge baseball and hockey fan. (Go Sabres!) My hobbies include playing broomball, painting, and photography. My bucket list includes skiing in the Alps, and visiting every Major League Baseball stadium.
Our firm’s motto is “Planning and Protecting”, as we seek to help our clients develop a sense of security about the direction they are heading. Our primary concern is to develop a deep understanding of our clients values. We rely on timeless principles of healthy financial management into order to formulate strategies to meet long- and short-term goals, while making sure they are protected against unforeseen contingencies.
Barr Investment Group
Today’s economic environment presents many challenges. But along with these challenges comes opportunities and potential rewards for those who can identify long-term trends.
Whether you’re facing retirement—or looking to better understand certain investment ideas—we can help you address your most pressing money questions.
Our first priority is your overall financial confidence. We want to learn more about your personal situation, identify your dreams and goals, and understand your tolerance for risk. Long-term relationships that encourage open and honest communication have been the cornerstone of our foundation of success.
Our site is filled with educational videos, articles, presentations, and calculators designed to help you learn more about the world of personal finance. As you search our website, send us a note regarding any questions you may have about any particular investment concepts or products. We'll get back to you quickly with a thoughtful answer.